Trotsky, Leon

orig. Lev Davidovich Bronshtein

born Nov. 7, 1879, Yanovka, Ukraine, Russian Empire
died Aug. 20, 1940, Coyoacán, Mex., near Mexico City

Russian communist leader.

Born to Russian Jewish farmers, he joined an underground socialist group and was exiled to Siberia in 1898 for his revolutionary activities. He escaped in 1902 with a forged passport using the name Trotsky. He fled to London, where he met Vladimir Lenin. In 1903, when the Russian Social-Democratic Workers' Party split, Trotsky became a Menshevik, allying himself with Lenin's opponents. He returned to St. Petersburg to help lead the Russian Revolution of 1905. Arrested and again exiled to Siberia, he wrote Results and Prospects, setting forth his theory of "permanent revolution." He escaped to Vienna in 1907, worked as a journalist in the Balkan Wars (1912–13), and moved around Europe and the U.S. until the Russian Revolution of 1917 brought him back to St. Petersburg (then Petrograd), where he became a Bolshevik and was elected leader of the workers' soviet. He played a major role in the overthrow of the provisional government and the establishment of Lenin's communist regime. As commissar of war (1918–24), Trotsky rebuilt and brilliantly commanded the Red Army during the Russian Civil War. Although favoured by Lenin to succeed him, Trotsky lost support after Lenin's death (1924) and was forced out of power by Joseph Stalin. After a campaign of denunciation, he was expelled from the Politburo (1926) and Central Committee (1927), then banished from Russia (1929). He lived in Turkey and France, where he wrote his memoirs and a history of the revolution. Under Soviet pressure, he was forced to move around Europe and eventually found asylum in 1936 in Mexico, where, falsely accused in the purge trials as the chief conspirator against Stalin, he was murdered in 1940 by a Spanish communist.


H. Roger-Viollet

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▪ Russian revolutionary
byname of  Lev Davidovich Bronshtein 
born Nov. 7 [Oct. 26, Old Style], 1879, Yanovka, Ukraine, Russian Empire
died Aug. 21, 1940, Coyoacán, near Mexico City, Mex.
 Communist (Communist Party of the Soviet Union) theorist and agitator, a leader in Russia's October Revolution in 1917 and later commissar of foreign affairs and of war in the Soviet Union (1917–24). In the struggle for power following Vladimir Ilich Lenin's death, however, Joseph Stalin (Stalin, Joseph) emerged as victor, while Trotsky was removed from all positions of power and later exiled (1929). He remained the leader of an anti-Stalinist opposition abroad until his assassination by a Stalinist agent.

Early life, education, and revolutionary career.
      Trotsky's father, David Bronshtein, was a farmer of Russified Jewish background who had settled as a colonist in the steppe region, and his mother, Anna, was of the educated middle class. He had an older brother and sister and two siblings who died in infancy. At the age of eight, he was sent to school in Odessa, where he spent eight years with the family of his mother's nephew, a liberal intellectual. When he moved to Nikolayev in 1896 to complete his schooling, he was drawn into an underground Socialist circle and introduced to Marxism. After briefly attending the University of Odessa he returned to Nikolayev to help organize the underground South Russian Workers' Union.

      In January 1898, Bronshtein was arrested for revolutionary activity and spent four and a half years in prison and in exile in Siberia (during which time he married his coconspirator Aleksandra Sokolovskaya and fathered two daughters). He escaped in 1902 with a forged passport bearing the name Trotsky, which he adopted as his revolutionary pseudonym. His wife remained behind, and the separation became permanent. Trotsky made his way to London, where he joined the group of Russian Social-Democrats working with Vladimir Ulyanov (Lenin) (Lenin, Vladimir Ilich) on the revolutionary newspaper Iskra (“The Spark”).

      At the Second Congress of the Russian Social-Democratic Workers' Party, held in Brussels and London in July 1903, Trotsky sided with the Menshevik faction—advocating a democratic approach to Socialism—against Lenin and the Bolsheviks (Bolshevik). Shortly before this, in Paris, Trotsky had met and married Natalya Sedova, by whom he subsequently had two sons, Lev and Sergey.

      Upon the outbreak of revolutionary disturbances in 1905 (Russian Revolution of 1905), Trotsky returned to Russia. He became a leading spokesman of the St. Petersburg Soviet (council) of Workers' Deputies when it organized a revolutionary strike movement and other measures of defiance against the tsarist government. In the aftermath, Trotsky was jailed and brought to trial in 1906. While incarcerated Trotsky wrote one of his major works, “Results and Prospects,” setting forth his theory of permanent revolution.

      In 1907, after a second exile to Siberia, Trotsky once again escaped. He settled in Vienna and supported himself as a correspondent in the Balkan Wars of 1912–13. At the outbreak of World War I, Trotsky joined the majority of Russian Social-Democrats who condemned the war and refused to support the war effort of the tsarist regime. He moved to Switzerland and then to Paris. His anti-war stance led to his expulsion from both France and Spain. He reached New York City in January 1917, where he joined the Bolshevik theoretician Nikolay Bukharin (Bukharin, Nikolay Ivanovich) in editing the Russian-language paper Novy Mir (“The New World”).

Leadership in the Revolution of 1917 (Russian Revolution of 1917).
 Trotsky hailed the outbreak of revolution in Russia in February (March, N.S.) as the opening of the permanent revolution he had predicted. He reached Petrograd in mid-May and assumed the leadership of a left-wing Menshevik faction. Following the abortive July Days uprising, Trotsky was arrested in the crackdown on the Bolshevik leadership carried out by Aleksandr Kerensky (Kerensky, Aleksandr Fyodorovich)'s liberal government. In August, while still in jail, Trotsky was formally admitted to the Bolshevik Party and was also elected to membership on the Bolshevik Central Committee. He was released from prison in September and shortly afterward was elected chairman of the Petrograd Soviet of Workers' and Soldiers' Deputies.

      When fighting was precipitated by an ineffectual government raid early on November 6 (October 24, O.S.), Trotsky took a leading role in directing countermeasures for the soviet, while reassuring the public that his Military Revolutionary Committee meant only to defend the Congress of Soviets. Governmental authority crumbled quickly, and Petrograd was largely in Bolshevik hands by the time Lenin reappeared from the underground on November 7 to take direct charge of the Revolution and present the Congress of Soviets with an accomplished fact when it convened next day.

      Trotsky continued to function as the military leader of the Revolution when Kerensky vainly attempted to retake Petrograd with loyal troops. He organized and supervised the forces that broke Kerensky's efforts at the Battle of Pulkovo on November 13. Immediately afterward, he joined Lenin in defeating proposals for a coalition government including Mensheviks and Socialist Revolutionaries.

Role in Soviet government.
      As foreign commissar, Trotsky's first charge was to implement the Bolsheviks' program of peace by calling for immediate armistice negotiations among the warring powers. Germany and its allies responded, and in mid-December peace talks were begun at Brest-Litovsk (Brest-Litovsk, treaties of), though Trotsky continued vainly to invite support from the Allied governments. In January 1918, Trotsky entered into the peace negotiations personally and shocked his adversaries by turning the talks into a propaganda forum. He then recessed the talks and returned to Petrograd to argue against acceptance of Germany's annexationist terms, even though Lenin had meanwhile decided to pay the German price for peace and thus buy time for the Soviet state. Between Lenin's position and Bukharin's outright call for revolutionary war, Trotsky proposed the formula “no war, no peace.” When the Germans resumed their offensive in mid-February, the Bolshevik Central Committee was compelled to make a decision; Trotsky and his followers abstained from the vote, and Lenin's acceptance of the German terms was endorsed.

      Following the conclusion of the Treaty of Brest-Litovsk, Trotsky resigned as foreign commissar, turning the office over to Georgy Chicherin, and was immediately made commissar of war, theretofore a committee responsibility. As war commissar, Trotsky faced the formidable task of building a new Red Army out of the shambles of the old Russian Army and preparing to defend the Communist government against the imminent threats of civil war (Russian Civil War) and foreign intervention. Trotsky chose to concentrate on developing a small but disciplined and professionally competent force. His abandonment of the revolutionary ideal of democratization and guerrilla tactics prompted much criticism of his methods among other Communists. He was particularly criticized for recruiting former tsarist officers (“military specialists”) and putting them to work under the supervision of Communist military commissars. Trotsky's military policies (Trotskyism) were resisted unsuccessfully by a coalition of ultraleft purists and rival party leaders, notably Stalin, with whom Trotsky had an acrimonious clash over the defense of the city of Tsaritsyn (later Stalingrad, now Volgograd). Trotsky's approach was, however, vindicated by the success of the Red Army in turning back attacks by the anti-Communist White armies in 1918 and 1919.

      With the triumph of the Communist forces and the end of the Russian Civil War in 1920, Trotsky, retaining his office as commissar of war, turned his attention to the economic reconstruction of Russia. He first proposed a relaxation of the stringent centralization of War Communism to allow market forces to operate. Rejected in this, he endeavoured to apply military discipline to the economy, using soldiers as labour armies and attempting to militarize the administration of the transportation system.

 During the Civil War and War Communism phase of the Soviet regime, Trotsky was clearly established as the number-two man next to Lenin. He was one of the initial five members of the Politburo when that top Communist Party policy-making body was created in 1919. In intellectual power and administrative effectiveness, he was Lenin's superior and did not hesitate to disagree with him but he lacked facility in political manipulation to win party decisions. Trotsky took a prominent part in the launching of the Comintern (International, Third) in 1919 and wrote its initial manifesto.

      In the winter of 1920–21 widespread dissension broke out over the policies of War Communism, not only among the populace but among the party leadership as well. The point at issue in the controversy was the future role of the trade unions. The utopian left wing wanted the unions to administer industry; Lenin and the cautious wing wanted the unions confined to supervising working conditions; Trotsky and his supporters tried to reconcile radicalism and pragmatism by visualizing administration through unions representing the central state authority.

      The crisis came to a head in March 1921, with agitation for democracy within the party on the one hand and armed defiance represented by the naval garrison at Kronshtadt on the other. At this point Trotsky sided with Lenin, commanding the forces that suppressed the Kronshtadt Rebellion and backing the suppression of open factional activity in the party. Trotsky accepted Lenin's retreat from ideal communism in favour of the New Economic Policy, including his conventional view of the trade unions. This degree of accord, however, did not prevent Trotsky from losing a substantial degree of political influence at the 10th Party Congress in March 1921.

The struggle for the succession.
      When Lenin was stricken with his first cerebral hemorrhage in May 1922, the question of eventual succession to the leadership of Russia became urgent. Trotsky, owing to his record and his charismatic qualities, was the obvious candidate in the eyes of the party rank and file, but jealousy among his colleagues on the Politburo prompted them to combine against him. As an alternative, the Politburo supported the informal leadership of the troika composed of Zinovyev, Lev Kamenev, and Stalin.

      In the winter of 1922–23 Lenin recovered partially and turned to Trotsky for assistance in correcting the errors of the troika, particularly in foreign trade policy, the handling of the national minorities, and reform of the bureaucracy. In December 1922, warning in his then secret “Testament (Lenin's Testament)” of the danger of a split between Trotsky and Stalin, Lenin characterized Trotsky as a man of “exceptional abilities” but “too far-reaching self-confidence and a disposition to be too much attracted by the purely administrative side of affairs.” Just before he was silenced by a final stroke in March 1923, Lenin invited Trotsky to open an attack on Stalin, but Trotsky chose to bide his time, possibly contemplating an alliance against Zinovyev. Stalin moved rapidly to consolidate his hold on the Central Committee at the 12th Party Congress in April 1923.

      By fall, alarmed by inroads of the secret police among party members and efforts to weaken his control of the war commissariat, Trotsky decided to strike out against the party leadership. In October he addressed a wide-ranging critique to the Central Committee, stressing especially the violation of democracy in the party and the failure to develop adequate economic planning. Reforms were promised, and Trotsky responded with an open letter detailing the direction they should take. This, however, served only as the signal for a massive propaganda counterattack against Trotsky and his supporters on grounds of factionalism and opportunism. At this critical moment Trotsky fell ill of an undiagnosed fever and could take no personal part in the struggle. Because of Stalin's organizational controls, the party leadership easily won, and the “New Course” controversy was terminated at the 13th Party Conference in January 1924 (the first substantially stage-managed party assembly) with the condemnation of the Trotskyist opposition as a Menshevik-like, illegal factional deviation. Lenin's death a week later only confirmed Trotsky's isolation. Convalescing on the Black Sea coast, Trotsky was deceived about the date of the funeral, failed to return to Moscow, and left the scene to Stalin.

      Attacks on Trotsky did not cease. When the 13th Party Congress, in May 1924, repeated the denunciations of his violations of party discipline, Trotsky vainly professed his belief in the omnipotence of the party. The following fall he took a different tack in his essay The Lessons of October 1917, linking the opposition of Zinovyev and Kamenev to the October Revolution with the failure of the Soviet-inspired German Communist uprising in 1923. The party leadership replied with a wave of denunciation, counterposing Trotskyism to Leninism, denigrating Trotsky's role in the Revolution, and denouncing the theory of permanent revolution as a Menshevik heresy. In January 1925 Trotsky's was removed from the war commissariat.

      Early in 1926, following the split between the Stalin–Bukharin leadership and Zinovyev–Kamenev group and the denunciation of the latter at the 14th Party Congress, Trotsky joined forces with his old adversaries Zinovyev and Kamenev to resume the political offensive. For a year and a half this “United Opposition” grasped at every opportunity to put its criticisms before the party membership, despite the increasingly severe curbs being placed on such discussion. Again they stressed the themes of party democracy and economic planning, condemned the leadership's concessions to bourgeois elements, and denounced Stalin's theory of “Socialism in one country” as a pretext for abandoning world revolution.

      The response of the leadership was a rising tide of official denunciation, supplemented by an anti-Semitic whispering campaign. In October 1926 Trotsky was expelled from the Politburo and a year later he and Zinovyev were dropped from the Central Committee. After an abortive attempt at a demonstration on the 10th anniversary of the Revolution, the two were expelled from the party.

Exile and assassination.
      In January 1928, Trotsky and his principal followers were exiled to remote parts of the Soviet Union, Trotsky himself being assigned to Alma-Ata (now Almaty) in Central Asia. In January 1929 Trotsky was banished from the territory of the Soviet Union. He was initially received by the government of Turkey and domiciled on the island of Prinkipo. He plunged into literary activity there and completed his autobiography and his history of the Russian Revolution. In 1933 Trotsky secured permission to move to France. After Hitler's victory in Germany, Trotsky gave up the hope of reforming the Communist International and called on his followers to establish their own revolutionary parties and form a Fourth International. This movement (whose American branch was the Socialist Workers' Party) proved to be little more than a shadow organization, although a small founding conference was officially held in France in 1938.

      In 1935 Trotsky was compelled to move to Norway, and in 1936, under Soviet pressure, he was forced to seek asylum in Mexico, where he settled at Coyoacán. He was represented as the principal conspirator, in absentia, in the treason trials (purge trials) of former Communist opposition leaders held in Moscow (1936–38). The evidence of treasonable plotting, however, was later proven to be fictitious.

      Trotsky was the object of two assassination attempts, presumably by Stalinist (Stalin, Joseph) agents. The first, a machine gun attack on his house, failed. The second, by Ramón Mercader, a Spanish Communist who had won the confidence of the Trotsky household, was successful. The Soviet government disclaimed any responsibility, and the ax murderer was sentenced to the maximum 20-year term under Mexican law.

      Trotsky was undoubtedly the most brilliant intellect brought to prominence by the Russian Revolution, outdistancing Lenin and other theoreticians both in the range of his interests and in the imaginativeness of his perceptions. He was an indefatigable worker, a rousing public speaker, and a decisive administrator. On the other hand, Trotsky was not successful as a leader of men, partly because he allowed his brilliance and arrogance to antagonize the lesser lights in the Communist movement. Perhaps he fatally compromised himself when he became a Bolshevik in 1917, subordinating himself to Lenin's leaderhip and accepting the methods of dictatorship that he had previously condemned.

      Had Trotsky won the struggle to succeed Lenin, the character of the Soviet regime would almost certainly have been substantially different, particularly in foreign policy, cultural policy, and the extent of terroristic repression. Trotsky's failure, however, seems almost inevitable considering his own qualities and the conditions of authoritarian rule by the Communist Party organization.

Robert V. Daniels Ed.

Additional Reading
Isaac Deutscher, The Prophet Armed: Trotsky, 1879–1921; The Prophet Unarmed: Trotsky, 1921–1929; and The Prophet Outcast: Trotsky, 1929–1940 (1954–63), is a major biography of Trotsky from a sympathetic, neo-Marxist point of view. Max Eastman, Leon Trotsky: The Portrait of a Youth (1925), provides a sympathetic treatment. See also Bertram D. Wolfe, Three Who Made a Revolution (1948), a triple biography of Lenin, Stalin, and Trotsky to 1914; and E.V. Wolfenstein, The Revolutionary Personality: Lenin, Trotsky, Gandhi (1967), a psychoanalytic study. Robert D. Warth, Leon Trotsky (1977), is an introductory biography for the general reader. Irving Howe, Leon Trotsky (1978), is a biographical and political essay; Baruch Knei-Paz, The Social and Political Thought of Leon Trotsky (1978), examines the ideas that motivated him. Leon Trotsky, The Case of Leon Trotsky (1937), contains Trotsky's testimony to the Preliminary Commission of Inquiry headed by John Dewey, concerning the Moscow Trials. Trotsky's History of the Russian Revolution, 3 vol. (1932–33; originally published in Russian, 1931–33), treats his own role in the third person, and The Revolution Betrayed (1937), is his major polemic against Stalin. Jan. M. Meijer (ed.), The Trotsky Papers, 1917–1922 (1964), contains documents from the Trotsky Archive, including the Lenin-Trotsky correspondence. Also of interest is Irving Howe (ed.), The Basic Writings of Trotsky (1963).

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Universalium. 2010.

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